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Capital Markets Services
In Banking and capital markets
Tightening monetary policy, economic headwinds, geopolitical risk and increased market volatility are providing both challenges and opportunities to capital markets firms that require strategy, operating model, and infrastructure change. The slate of capital markets Regulation and prudential trading book capital changes on the horizon as well as increasing regulatory expectations for enhanced risk management and reinvigorated enforcement actions further impact the upcoming books of work for capital markets firms.
At EY, we focus on providing business and technology-enabled services to our clients by assembling deeply skilled, cross-functional teams to work with our clients in tackling these challenges, transform, and meet their strategic goals.
U.S. Treasury central clearing: preparing for profound market structure change
The financial services industry is in a race to comply with the U.S. Treasury and Repo Markets central clearing mandate.
Our Capital Markets teams offer a wide range of services that are tailored to how our clients are organized across business, risk, regulatory and technology areas.
Our approach aligns to supporting capital markets stakeholders – markets division CEO/COOs, financial resource management teams, front office quantitative strategists, first line of defense risk and compliance teams, post-trade operations, and technology and data teams — in growing their businesses, managing costs, and meeting risk management and regulatory requirements.
Our teams deliver approaches that consider the business agenda and the optimal technology enablement to meet client needs. In addition, we have a growing suite of pre-built solutions targeted to capital markets pain points to accelerate our clients’ execution.
We continue to establish and maintain strong relationships with capital markets trade associations and vendors that continuously inform, train and improve our capabilities.
The Capital markets services team
Capital markets latest thinking
Key actions to consider under the extended Treasury clearing deadlines
SEC extends Treasury clearing compliance dates; firms should take actions now to stay ahead. Read more.
04 Apr 2025
Ray Agoglia
Growing enthusiasm propels digital assets into the mainstream
A joint survey by EY-Parthenon practice and Coinbase reveals rising investor enthusiasm and adoption of digital assets, driven by regulatory clarity and innovation.
18 Mar 2025
Prashant Kher
The SEC's central clearing mandate: seven actions for March 2025 compliance
The SEC's mandate for central clearing of U.S. Treasuries requires immediate action to meet the initial March 31, 2025, compliance deadline. Read on.
25 Feb 2025
Neal Ullman
How U.S. Treasury central clearing will reshape trading documentation
How U.S. Treasury central clearing will reshape trading documentation
08 Jan 2025
Jean-Paul Botha
10 ways the U.S. Treasury central clearing rule impacts technology
By future proofing their technology platforms, firms can turn compliance with the U.S. Treasury central clearing rule into a competitive advantage.
18 Dec 2024
Adam Hirsh
USTC Industry Considerations Report: key guide for SEC rule readiness
New SEC rule reshapes U.S. Treasury market structure, requiring central clearing to mitigate counterparty risk and improve market stability. Read more.
18 Dec 2024
EY Americas
What to know about gaining access to U.S. Treasury central clearing
What market participants should consider in choosing a clearing access model for U.S. Treasury central clearing.
14 Nov 2024
Colin Egan
How regional banks are transforming collateral management functions
Regional banks are enhancing their collateral management capabilities in response to shifting market dynamics. Learn more.
16 Jul 2024
Mark Nichols
Impacts of Central Clearing of US Treasuries and Repo
In this webcast, panelists will discuss key themes and high-level requirements of the US Treasury and repo central clearing rules.
07 May 2024 | 03:30 your local time
Why today’s banking CRO must be master of many trades
The EY/IIF global risk management survey results surface new challenges faced by today’s CRO as their strategic and tactical remit expands. Read more.
06 Feb 2024
Jan Bellens
How financial services is addressing U.S. Treasury and Repo clearing
Central clearing for U.S. Treasury and Repo markets triggers change in U.S. Treasury market structure, affecting broker-dealers and institutional investors. Read more.
01 Feb 2024
Mark Nichols
How financial firms can prepare for the 2024 regulatory landscape
Financial services firms will need to prioritize both event-driven and existing regulations to capitalize on untapped opportunities. Learn more.
04 Dec 2023
Jan Bellens
Basel III Endgame: what you need to know
Basel III Endgame is the latest update to global capital standards, marking a dramatic change to the current US risk-based capital framework. Learn more.
22 Sep 2023
Adam Girling
What to know about trading venue management and surveillance
Firms are facing heightened regulatory expectations. Learn more
18 Sep 2023
Robert Mara
Managing firmwide market data costs, capabilities and governance
Managing and modernizing market data costs, distribution, technology and controls can provide Capital Markets businesses efficiencies and competitive edge.
06 Sep 2023
EY Americas