Capital Markets Services

In Banking and capital markets

Tightening monetary policy, economic headwinds, geopolitical risk and increased market volatility are providing both challenges and opportunities to capital markets firms that require strategy, operating model, and infrastructure change. The slate of capital markets Regulation and prudential trading book capital changes on the horizon as well as increasing regulatory expectations for enhanced risk management and reinvigorated enforcement actions further impact the upcoming books of work for capital markets firms.

At EY, we focus on providing business and technology-enabled services to our clients by assembling deeply skilled, cross-functional teams to work with our clients in tackling these challenges, transform, and meet their strategic goals.


Our Capital Markets teams offer a wide range of services that are tailored to how our clients are organized across business, risk, regulatory and technology areas.

Our approach aligns to supporting capital markets stakeholders – markets division CEO/COOs, financial resource management teams, front office quantitative strategists, first line of defense risk and compliance teams, post-trade operations, and technology and data teams — in growing their businesses, managing costs, and meeting risk management and regulatory requirements.

Our teams deliver approaches that consider the business agenda and the optimal technology enablement to meet client needs. In addition, we have a growing suite of pre-built solutions targeted to capital markets pain points to accelerate our clients’ execution.

We continue to establish and maintain strong relationships with capital markets trade associations and vendors that continuously inform, train and improve our capabilities.





The Capital markets services team

Capital markets latest thinking

U.S. Treasury central clearing: preparing for profound structural market change

U.S. Treasury clearing: how market participants can prepare for the new mandate. Learn more.

Through an auditor’s lens: structured products valuation

Explore the auditor’s approach to structured finance product valuation, detailed in the EY insights that follow.

How regional banks are transforming collateral management functions

Regional banks are enhancing their collateral management capabilities in response to shifting market dynamics. Learn more.

Impacts of Central Clearing of US Treasuries and Repo

In this webcast, panelists will discuss key themes and high-level requirements of the US Treasury and repo central clearing rules.

Why today’s banking CRO must be master of many trades

The EY/IIF global risk management survey results surface new challenges faced by today’s CRO as their strategic and tactical remit expands. Read more.

How financial services is addressing U.S. Treasury and Repo clearing

Central clearing for U.S. Treasury and Repo markets triggers change in U.S. Treasury market structure, affecting broker-dealers and institutional investors. Read more.

How financial firms can prepare for the 2024 regulatory landscape

Financial services firms will need to prioritize both event-driven and existing regulations to capitalize on untapped opportunities. Learn more.

Basel III Endgame: what you need to know

Basel III Endgame is the latest update to global capital standards, marking a dramatic change to the current US risk-based capital framework. Learn more.

What to know about trading venue management and surveillance

Firms are facing heightened regulatory expectations. Learn more

Managing firmwide market data costs, capabilities and governance

Managing and modernizing market data costs, distribution, technology and controls can provide Capital Markets businesses efficiencies and competitive edge.

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