Rahul Aswani

EY FSO Senior Manager

As a Senior Manager in the Compliance Technology Transformation group, Rahul is responsible for driving strategy and innovation in Risk and Regulatory technology solutions in Financial Services.

Areas of focus
Risk
Banking and capital markets
Wealth and asset management
Office Hoboken, United States

Rahul has over 11 years of experience in leading the execution and delivery of complex client engagements supporting regtech strategy and implementation, data insights, process enhancements, and target operating model design for large and diverse financial institutions.

Working with Broker Dealers and Wealth Management firms, Rahul has extensive experience in regulatory risk areas like Trade and Position reporting, Trade Surveillance, Records Management, Data Privacy and Regulatory Operations.

Prior to joining EY, Rahul has experience with working with another Big Four consulting firm and a leading US investment bank working in trading operations.

He has a MS in information management from Syracuse University.

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