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Jim is a New York area-based managing director in the Financial Services Organization’s Business Consulting service line of Ernst & Young LLP. He is a leader in the Enterprise Risk Management and Internal Audit competencies with a focus on the Banking and Capital Markets and Wealth and Asset Management sectors.
He has over 20 years of experience in the financial services industry, focusing on internal controls, quality reviews, enterprise risk management, model risk, risk culture, risk conduct, risk appetite and corporate governance and has worked extensively with banks, government-sponsored entities, depositories, exchanges, clearing houses, investment banks, investment advisors and broker-dealers.
He is a graduate of Manhattan College with a Bachelor of Science in Finance.
How James is building a better working world
Enterprise Risk supports our clients in improving and sustaining a strong risk and control environment through IA transformation, external quality assessment reviews, SOX readiness and optimization, and IA co-sourcing and outsourcing.