Risk and regulatory transformation

Banking and capital markets

As banks focus on digitizing their businesses, they continue to face regulatory, risk and compliance challenges, while also trying to keep pace with unprecedented change across the industry.

As digital reshapes financial services, regulatory, risk and compliance strategies must continue to evolve. Banks that succeed will excel at proactively addressing the impact of digitization on compliance, accountability, transparency, risk management and data governance.
 

To do so, banks will need to collaborate with all market participants and regulators to meet their objectives for an improved customer experience, while also keeping both customers and financial markets safe. 
 

Our Global Regulatory Network (GRN) and risk and compliance consulting professionals help the C-suite and board-level bank executives respond to constantly changing risk management, prudential regulatory and accounting requirements.
 

Our latest thinking

Why today’s banking CRO must be master of many trades

The EY/IIF global risk management survey results surface new challenges faced by today’s CRO as their strategic and tactical remit expands. Read more.

06 Feb 2024 Nigel Moden + 2

As the Basel deadline nears, are banks up for the challenge?

EY survey shows wide disparities in readiness and approach to Basel 3 Reforms as regulators increase scrutiny following bank failures. Discover more.

16 May 2023 Jared Chebib + 1

8 areas of change for financial services regulatory policy in 2023

The EY 2023 Global financial services regulatory outlook highlights eight areas where policies are changing within the context of increased regulation. Read more.

18 Jan 2023 Christopher Woolard CBE + 2

How bank CROs are responding to volatility and shifting risk profiles

The EY/IIF global bank risk management survey shows that banks must manage multiple interconnected risks and the impacts of external events.

10 Jan 2023 Nigel Moden + 2

Why global regulatory standards are fragmenting as Basel 4 is implemented

As the Basel 4 capital standard makes its way into legislation, consistency in its implementation is buckling, with worrying consequences.

21 Jul 2022 Jared Chebib + 1

Why workforce resilience is now a critical focus for bank CROs

The 11th annual EY/IIF global bank risk management survey reveals the growing importance of workforce resilience in the wake of COVID-19. Get the details.

14 Jan 2022 Heidi Boyle + 1

Climate change and risk: 3 key challenges facing banks

Climate change is now a major risk, but there are multiple obstacles to overcome if banks are to be resilient.

16 Dec 2021 Brandon Sutcliffe

How financial firms can prepare for the 2024 regulatory landscape

Financial services firms will need to prioritize both event-driven and existing regulations to capitalize on untapped opportunities. Learn more.

04 Dec 2023 Nigel Moden + 4

    Regional perspectives

    How CROs can navigate a changing banking landscape in Asia-Pacific

    In this episode, we seek to prioritize the biggest risks facing the Asia-Pacific banking industry today. Learn more.

    15 May 2023 25m 25s

    How European financial firms can better manage volatility risk

    For financial institutions (FIs), managing short and long-term volatility risks across strategy and operations will be key to their success. Read more.

    01 Mar 2023 Tom Groom

    How the UK proposes to implement Basel 3.1

    The Basel 3 Reforms are nearing completion in the UK as the Bank of England announces major changes to regulatory capital. Learn more.

    14 Dec 2022 Jared Chebib + 1

      2025 global regulatory outlook webcast

      Join EY Global Regulatory Network panelists as they share insights from the outlook and discuss what to expect and prepare for in the year ahead.

      Discover EY Nexus for Banking and Capital Markets

      A transformative solution that helps banks design, build, launch and enhance propositions at the speed of their customers’ ever-shifting expectations. A mature solution with proven capabilities.

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