2 minute read 17 Jan 2020

CSSF Market Entry Forms

2 minute read 17 Jan 2020
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Application date
7 November 2019

 

Keywords:
AML/CFT,
Authorization,
Investment Fund Management

The AML/CFT investment fund market entry form is now required for all new regulated UCIs and for IFMs who submit applications for setting-up authorized or registered investment fund manager (IFM). These forms must be re-submitted for additional sub-funds, information updates, additional license or license extension and when there is a change in the shareholder structure of the IFM.

T he AML/CFT investment fund market entry form was created on 23 May 2019 and mu st be provided in complement of the application questionnaire each time a licensing application is submitted for a new fund supervised by the CSSF. The first version was only required for SIFs, Part II UCIs, SICARs or ELTIFs. The updated version is available since 7 November 2019 and is required for all new regulated UCIs. A form is also created for IFMs who submit applications for setting-up authorized or registered IFMs.

These forms must be re-submitted when requesting approval of an additional subfund, when outdated information previously submitted is updated, when an additional license or a license extension is requested and when there is a change in the shareholder structure of the IFM.

Read CSSF Press Release

Summary

The AML/CFT investment fund market entry form is now required for all new regulated UCIs and for IFMs who submit applications for setting-up authorized or registered investment fund manager (IFM). These forms must be re-submitted for additional sub-funds, information updates, additional license or license extension and when there is a change in the shareholder structure of the IFM.

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